In February 2015, the technology companies Emulex Corporation (“Emulex”) and Avago Technologies Wireless Manufacturing, Inc. (“Avago”) announced that they would be merging. Varjabedian v. Emulex Corp. at 401. In accordance with the merger agreement,...
Securities Exchange Act of 1934
(LIIBULLETIN preview (pre-2014))
Facts
The Erica P. John Fund, Inc. (“The Fund”) alleges that between June 3, 1999, and December 7, 2001, the Halliburton Company (“Halliburton”) and its top executives misrepresented significant aspects of its operations. See Erica P. John Fund, Inc. v...
(LIIBULLETIN preview)
Greg Manning and others (hereinafter “Manning”), brought a lawsuit against Merrill Lynch Pierce Fenner & Smith, Inc., Knight Capital Americas L.P., UBS Securities LLC, E*TRADE Capital Markets LLC, National Financial Services LLC, Citadel...
(Wex page)
Overview
The Securities and Exchange Act of 1934 ("1934 Act," or "Exchange Act") primarily regulates transactions of securities in the secondary market. As such, the 1934 Act typically governs transactions which take place between parties which are...